Community Development Block Grants (CDBG) and Emergency Solutions Grants (ESG)

 
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    CFDA#

    None
     

    Funder Type

    NA

    IT Classification

    B - Readily funds technology as part of an award

    Authority

    Cook County

    Summary

    Each year, the Bureau of Economic Development (BED) partners with the Department of Planning and Development (DPD) to solicit grant applications for Community Development Block Grants (CDBG) and Emergency Solutions Grants (ESG) through a competitive process. 


    Community Development Block Grants (CDBG): Cook County currently receives CDBG funds as an annual entitlement allocation on the basis of its qualification as an urban county. Cook County CDBG funds may only be utilized within the limits of the current effective Cook County Urban County area excluding other entitlement communities also receiving CDBG funding. Proposed funding applications must serve suburban Cook County—either in its entirety or within a specified location. Please see the National Objectives section and Resources section of the Appendix for more information about qualifying your project as eligible based on the geographic area or beneficiaries served. A broad range of programs and activities are eligible for funding under one of the following three categories:


    Capital Improvement Projects:

    • Infrastructure: Improvements including but not limited to construction or installation of streets, curbs, and water/sewer lines.
    • Public Facilities: Improvements including but not limited to recreational facilities, parks, playgrounds, and facilities for persons with special needs. Examples of eligible costs include energy efficiency improvements, and disabled accessibility improvements.
    • Demolition: Activities limited to demolition of vacant buildings including necessary removal of demolition debris.

    Economic Development Projects: (part of the Capital Improvement application)

    • Special Economic Development: CDBG funds may be used to undertake the following economic development activities, subject to the required public benefits standards being met regarding job creation/retention, or the provision of goods/services:
      • Acquiring, constructing, reconstructing, rehabilitating, or installing commercial or industrial buildings, structures, and other eligible real property improvements. Please note that these capital-oriented special economic development activities will be restricted to projects undertaken and controlled by public or nonprofit entities.
      • Providing economic development services in connection with otherwise eligible CDBG economic development activities. Please note that these special economic development service activities will be restricted to such services provided by nonprofit entities.
    • Social Services and Capacity Building Assistance: This activity is targeted to increasing the capacity of entities to carry out eligible neighborhood revitalization or economic development activities. In order to use CDBG funds for this activity, prior to providing such assistance, it must be determined that the activity for which capacity is to be built is eligible and that there is a reasonable expectation that a national objective can be met once the entity has received the technical assistance and undertakes the activity. Please note that this activity will be restricted to such services provided by nonprofit entities.
    • Microenterprise Development (Workforce Development): These are activities designed to foster the development, support, and expansion of microenterprise businesses which are commercial enterprises with five or fewer employees, one of whom owns the enterprise. CDBG support under this category will be limited to nonprofit entities providing eligible microenterprise activities. Eligible activities include the provision of:
      • Financial support for the establishment, stabilization and expansion of microenterprises;
      • Technical assistance, advice, and business services to owners of microenterprises and persons developing microenterprises;
      • General support to owners of microenterprises and persons developing microenterprises, including child care, transportation, counseling and peer support groups.

    Planning & Public Service Projects:

    • Plans and Studies: Activities including but not limited to comprehensive community or economic development plans and project feasibility studies.
      • Note: CDBG funds under this category are limited due to a regulatory cap on planning and administration. Specifically, Cook County may only utilize 20 percent of its annual entitlement allocation for these purposes including internal administrative operations.
    • Public Services: Activities including but not limited to employment services (e.g., job training), substance abuse services (e.g., counseling and treatment), fair housing counseling, services for senior citizens, services for homeless persons, etc. CDBG funds may be used to pay for labor, supplies, and material as well as to operate and/or maintain the portion of a facility in which the public service is located (e.g., lease costs).
      • Note: CDBG funds under this category are limited due to a regulatory cap on public services. Specifically, Cook County may only utilize 15 percent of its annual entitlement allocation for this purpose. In addition, public service eligibility is contingent upon the proposed project providing either a new service, or a quantifiable increase in the level of an existing service from those services offered in the preceding 12 months.

    Emergency Solutions Grant (ESG) Program: The Emergency Shelter Grant (ESG) has now been amended by the Homeless Emergency Assistance and Rapid Transition to Housing” (HEARTH) Act of 2009 to become the Emergency Solutions Grant (ESG). The HEARTH Act amends and reauthorizes the McKinney-Vento Homeless Assistance Act of 1987. The primary changes include a greater emphasis on homelessness prevention, the addition of rapid re-housing, the regulatory requirements for Homeless Management Information System (HMIS) use, increased emphasis on performance, and a requirement for greater coordination and collaboration between the recipient and the Continuum of Care. Cook County currently receives ESG funds as an annual entitlement allocation on the basis of its qualification as an urban county. Cook County ESG funds may only be utilized within the limits of the current effective Cook County Urban County area excluding other entitlement communities also receiving ESG funding. A broad range of programs and activities are eligible for funding in five components as listed below. Each component includes several eligible activities. Applicants may apply for funding under one or multiple components.


    Homeless Prevention: Assistance and services to prevent households from becoming homeless. To qualify as being at risk, households must be under 30% area median income and must also meet the criteria in the at risk of homelessness” definition in 24 CFR § 576.2. Any assistance a household receives must either be necessary to help the household regain stability in their current household or move elsewhere and achieve permanent stability there. Subrecipients must re-evaluate and re-certify program participants for Homeless Prevention eligibility no less than once every three months.

    • Financial Assistance—cannot exceed 24 months during any 3 year period.
      • Rental Application Fees
      • Security Deposits
      • Last Month's Rent
      • Utility Deposits for standard utilities.
      • Utility Payments (A partial payment for a month counts as one month's payment.)
      • Moving costs
    • Homeless Prevention Services—Staff salaries for assisting individuals and households with housing relocation and stabilization.
      • Housing Search and Placement
      • Housing Stability case management
      • Mediation
      • Legal Services
      • Credit Repair
    • Rental Assistance—except for rental arrears, this cannot be provided to individuals or households who are receiving other public rental subsidies. Assistance can be project based or tenant based. Rent cannot exceed Fair Market Rent. The subrecipient must have an agreement with the property owner and only make payments directly to the property owner. The program participant must have a legally binding lease with the property owner, other than in the case of rental assistance for rental arrears only. Other than for Rental Arrears, late fees are not an eligible cost.
      • Rental Arrears
      • Tenant-based rental assistance: The tenant chooses their own housing unit in which to live.
        • Short Term—Up to three months of rental assistance.
        • Medium Term—Four to 12 months of rental assistance.

    Rapid Re-housing: Rapid Rehousing assistance can be used to help a homeless household move into permanent housing and achieve stability in that housing. Individuals and households must meet the homeless definition, as described in 24 CFR § 576.2, or must meet the criteria under paragraphs 1 or 4, generally be staying in a homeless shelter or other place not meant for human habitation.

    • The same eligible activities that apply to Homelessness Prevention apply to Rapid Re-housing, so long as the program participant meets the definition of being homeless. Services are then Rapid Re-housing Services, instead of Homelessness Prevention Services. A household cannot be served with Rapid Re-housing and Homelessness Prevention funding simultaneously. A household must meet one definition or the other (homeless or at risk of homelessness).

    HMIS: Cook County has required subrecipients to use HMIS (and for Domestic Violence services agencies to use a comparable data tracking program), and it is now required by HUD and also the first year it is an eligible component of ESG.

    • Costs Connected to HMIS lead agency
      • Costs of maintaining, upgrading, and warehousing data.
      • Conducting HMIS training, including travel costs.
      • Salaries for those operating HMIS
      • Travel and attendance costs for HMIS training.
    • Costs for Victims' Services Providers/Domestic Violence Agencies
      • Costs of Comparable Tracking Database (for victims' services providers only)

    Emergency Shelter

    • Essential Services: Includes staff salaries and related costs as indicated below.
      • Case management
        • includes costs of coordinated intake and assessment system
        • Counseling services
        • Connecting clients with mainstream services
        • Developing plan and monitoring progress of participants
      • Child care costs for children under 13 (or for disabled children under 18)
      • Basic educational skills
      • Employment assistance and job training
      • Life skills training
      • Transportation
        • Program participant's travel on public transportation
        • Mileage or gas costs or public transportation costs for staff to directly serve participants
      • Services to Special Needs Populations
    • Shelter Operations: Includes costs of maintenance/repairs, rent, security, utilities, equipment, insurance, food, furnishings, and supplies necessary for the operation of the shelter, and hotel/motel vouchers, for use only when no emergency shelter spots are available.

    Street Outreach

    • Engagement
    • Case Management
    • Transportation
    • Services to Special Needs Populations
     

    History of Funding

    Community Development Block Grants (CDBG): Projects supported with CDBG funds can be seen at https://www.hudexchange.info/programs/cdbg/cdbg-accomplishment-reports/?filter_Year=&filter_State=IL&filter_Grantee=&program=CDBG&group=Accomp.

    Additional Information

    Community Development Block Grants (CDBG): The following activities may not be assisted with CDBG funds:
    • Buildings or portions thereof, used for the general conduct of government as defined at Sec. 570.3(d) cannot be assisted with CDBG funds. This does not include, however, the removal of architectural barriers under Sec. 570.201(c) involving any such building.
    • General government expenses.
    • Political activities. CDBG funds shall not be used to finance the use of facilities or equipment for political purposes or to engage in other partisan political activities, such as candidate forums, voter transportation, or voter registration.
    The following activities generally may not be assisted with CDBG funds:
    • Purchase of equipment.
    • Operating and maintenance expenses. Specific exceptions to this general rule are operating and maintenance expenses associated with public service activities.
    • New housing construction.
    • Income payments.
    Emergency Solutions Grant (ESG) Program: The following activities may not be assisted with ESG funds:
    • Legal services: Legal services for immigration and citizenship matters and issues relating to mortgages are ineligible costs. Retainer fee arrangements and contingency fee arrangements are ineligible costs.
    • Targeting program participants only by ability to become self-sufficient.
    • Providing assistance to persons who are employees, agents, consultants, officers, or elected or appointed officials of Cook County or the sub recipient agencies, except when the recipient has been granted an exception by HUD based on the individual household's case AND when the individual household meets all basic threshold requirements for being homeless or at risk of becoming homeless.
    • While credit counseling services and other credit repair services are possible with ESG funds, sub recipients may not use ESG funds pay or modify a debt.
    • Sub recipients may not discriminate against program participants or choose not to serve program participants on the basis of race, color, religion, age, sex, disability, national origin, ancestry, sexual orientation, or gender identity.
    • No program participant shall receive more than 24 months of utility or rental assistance within any 3-year period.
    • Payment of temporary storage fees under Housing Relocation and Stabilization Services.
    • Housing stability case management cannot exceed 30 days during the period the program participant is seeking permanent housing and cannot exceed 24 months during the period the program participant is living in permanent housing.
    • Rental assistance can only be provided if the rent does not exceed the Fair Market Rent established by HUD, as provided under 24 CFR part 888, and complies with HUD's standard of rent reasonableness, as established under 24 CFR 982.507.
    • Payment of any late fees (excluding beneficiaries' rental or utility arrears).
    • Rental or other financial assistance payments may not be made directly to clients.

    Contacts

    Dominic Tocci

    Dominic Tocci
    Economic Development and Planning Projects
    118 N. Clark Street
    Chicago, IL 60602
    (312) 603-1048

    Sylvia Parham

    Ericka Branch

     

  • Eligibility Details

    Community Development Block Grants (CDBG): All jurisdictions in Cook County may be served by Cook County's CDBG program in this funding year except for: Chicago, Evanston, Skokie, Arlington Heights, Des Plaines, Elgin, Hoffman Estates, Palatine, Mount Prospect, Schaumburg, Berwyn, Cicero, Oak Park, and Oak Lawn.

    Emergency Solutions Grant (ESG) Program: Non-profit agencies with a 501(c) 3 are eligible to apply for ESG funding; units of local government are not eligible for ESG funding. All jurisdictions in Cook County may be served by Cook County's ESG program in this funding year except for: Chicago, Cicero, Evanston, and Oak Park.

    Deadline Details

    Applications are to be submitted by Friday, March 29, 2019 at 4:00 pm. A similar deadline is anticipated, annually.

    Award Details

    Community Development Block Grants (CDBG): Proposed projects must conform to the minimum and maximum thresholds indicated below in order to be eligible for funding:
    • Capital Improvement Projects:
      • Area Benefits Threshold Exception: 50.53% for infrastructure projects.
      • Area Benefits Threshold: 51% for water, sewer, or flood control project types.
      • Number of Projects: 1 maximum
      • Funding Request Cap (Municipal): $400,000
      • Funding Request Cap (Non-Profit): $200,000
    • Public Service Projects:
      • Project Beneficiaries: Presumed Benefit or Low/Moderate Income greater than 51%
      • Number of Projects: 1 maximum
      • Funding Request Cap: $100,000.
    Note: Based on the nature and anticipated impacts of the proposed project, economic development projects may not be subject to the funding request maximums noted above at the discretion of Cook County. Prospective applicants interested in submitting economic development proposals are strongly encouraged to contact Cook County for guidance regarding project eligibility prior to submission.
    Note: Matching funds, though not required for CDBG, are encouraged and will be looked upon favorably during application review. Matching funds will be expected for facility projects and will be assessed based on the income level of the service area / beneficiaries.

    Emergency Solutions Grant (ESG) Program: Proposed projects must conform to the minimum and maximum thresholds indicated below in order to be eligible for funding.
    • Minimums
      • Minimum application funded: $20,000, can be spread across multiple activities and components.
      • At minimum, the applicant must certify at least a dollar for dollar match for ESG. These matching funds must be available during the grant year itself.
    • Maximums
      • No more than 20% of the applicant's total budget (taken from the latest audit submitted) may be funded as an ESG grant. (For example, if an organization's operating budget was $100,000, the highest ESG allocation they could get would be $20,000.)
      • No more than 50% of total award will be for staff salaries.
      • Combined, the components of Street Outreach and Emergency Shelter will be capped at the greater of 60% of the total grant for the Program Year or the total amount obligated to Homeless Assistance from Program Year 2010 ($337,464).
      • No more than 6 (six) total positions will be funded through staff salaries for ESG.
      • The maximum rental assistance provided for a unit shall not exceed the HUD Fair Market rent, provided under 24 CFR 982.503, and it must comply with HUD's standard of rent reasonableness, as established under 24 CFR 982.507.
      • For each household receiving rental assistance or any other financial assistance (utility assistance, for example), the maximum amount of assistance provided for Homelessness Prevention households shall not exceed $3,000 and for Rapid Re-housing shall not exceed $6,000. Applicants/subrecipients should strive to serve each Homelessness Prevention household with an average of $1,500 and each Rapid Re-housing an average of $3,000.

    Related Webcasts Use the links below to view the recorded playback of these webcasts


    • Funding Classroom Technology to Empower Students and Teachers - Sponsored by Panasonic - Playback Available
    • Maximizing Technology-friendly Workforce Development Grants - Sponsored by Panasonic - Playback Available
    • Funding Data-driven Workforce Development Projects - Sponsored by NetApp - Playback Available

 

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