EPSCoR Research Infrastructure Improvement Program Track-1 (RII Track-1)

 
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    CFDA#

    47.041, 47.049, 47.050, 47.070 , 47.074, 47.075, 47.076, 47.078, 47.079, 47.080, 47.081
     

    Funder Type

    Federal Government

    IT Classification

    C - Funds little to no technology

    Authority

    National Science Foundation (NSF),

    Summary

    The mission of EPSCoR is to advance excellence in science and engineering research and education in order to achieve sustainable increases in research, education, and training capacity and competitiveness that will enable EPSCoR jurisdictions to have increased engagement in areas supported by NSF.

    EPSCoR goals are to:

    • Catalyze the development of research capabilities and the creation of new knowledge that expands jurisdictions’ contributions to scientific discovery, innovation, learning, and knowledge-based prosperity;
    • Establish sustainable Science, Technology, Engineering, and Mathematics (STEM) education, training, and professional
    • Development pathways that advance jurisdiction-identified research areas and workforce development;
    • Broaden direct participation of diverse individuals, institutions, and organizations in the project’s science and engineering research and education initiatives;
    • Effect sustainable engagement of project participants and partners, the jurisdiction, the national research community, and the general public through data-sharing, communication, outreach, and dissemination; and
    • Impact research, education, and economic development beyond the project at academic, government, and private sector levels.

     

    Research Infrastructure Improvement Program Track-1 (RII Track-1) eligibility is based on two primary considerations:

    • A jurisdiction's demonstrated commitment to develop its research foundation and to improve the quality of science, technology, engineering, and mathematics (STEM) research conducted at its universities and colleges, and
    • A jurisdiction's most recent three-year history of research funds awarded by NSF relative to the Foundation's total research budget for that same period.

     

    The research and education program is the central piece of the RII Track-1 proposal. The intellectual merit and broader impacts of the proposed activities provide the rationale for the requested infrastructure investments that, in turn, enhance the overall research capacity and competitiveness of the jurisdiction. These proposals are unique in their jurisdiction-wide scope and complexity; in their integration of individual researchers, institutions, and organizations; and in their role in developing the diverse, well-prepared, STEM-enabled workforce necessary to sustain research competitiveness and catalyze economic development. The RII Track-1 award is intended to add specific value to the jurisdiction's academic infrastructure not generally available through other NSF funding mechanisms.

    Essential to EPSCoR's goal of enhancing the competitive position of jurisdictions' research and education in science and engineering is a well-designed jurisdiction-wide S&T Plan, which must be in place in order to submit an RII Track-1 proposal. The S&T Plan establishes jurisdiction-wide goals and objectives and provides a framework that guides the jurisdiction's utilization of resources from EPSCoR and other stakeholders to achieve them. The S&T Plan should be  informed by the jurisdiction's Economic Development Plan (if applicable) and should describe innovation pathways for bringing outputs and outcomes of the proposed RII Track-1 research to the marketplace. The S&T Plan must be included in supplementary documentation.

    Successful proposals provide sound platforms and opportunities for enhanced academic R&D competitiveness by a jurisdiction's colleges and universities, including implementation mechanisms that have a high probability of realizing stated goals and objectives and pragmatic plans for generation of sustained non-EPSCoR support. It is expected that the infrastructure improvement strategies will enable targeted research areas to become viable for securing new sources of future non-EPSCoR funding.

    Infrastructure enhancement strategies should focus available resources on research, education, and innovation activities that are consistent with specified long-term jurisdictional and regional objectives. In conjunction with this focus, the proposed education activities, innovation projects, workforce development efforts, and other project activities should be integrated with identified research theme(s). EPSCoR strives for improvements that will significantly increase the R&D capacity of a jurisdiction to enable stronger competitiveness in NSF, including large scale and cross-cutting opportunities.

     

    History of Funding

    None is available

    Additional Information

    Examples of RII Track-1 activities for jurisdictional research and educational infrastructure improvement include, but are not limited to:

    • Pursuit of hypothesis- and problem-driven research that requires a comprehensive and integrative approach to a grand challenge in a scientific area of global, national, regional, or jurisdictional importance/relevance;
    • Support for competitive levels of "start-up" funding for new faculty (this should connect to the thematic area(s) or new and emerging areas as outlined in the proposal);
    • Support for competitive levels of strategic funding to attract and/or retain established faculty who are active researchers in areas aligned with the thematic areas of the proposal;
    • Development of meaningful partnerships, including jurisdictional and regional collaborations, among EPSCoR jurisdiction-based colleges and universities; strong intellectual engagement of participants from institutions of higher education in EPSCoR jurisdictions and nationally recognized centers of R&D activity (e.g., federal and industrial R&D laboratories, NSF-sponsored research centers, and academic institutions with nationally-recognized research capabilities); and productive partnerships between the jurisdiction's universities and the private sector in the region. Of special value are those alliances that increase linkages between EPSCoR researchers and their counterparts in research and/or technology-based small businesses and thereby increase the competitiveness of the jurisdiction's S&T entrepreneurial talent for federal Small Business Innovation Research (SBIR) and Small Business Technology Transfer (STTR) grants;
    • Integration of research and education by establishing research training groups for undergraduate or graduate students, or similar appropriate mechanisms, to encourage multidisciplinary research-based educational experiences and connections with the private sector, industry, and national laboratories;
    • Support for faculty and student teams that include persons with disabilities and are diverse in gender, race, and ethnicity that will result in a strong, quantifiable impact on the STEM workforce;
    • Support for the acquisition of equipment for research and other discovery-based learning activities;
    • Support for projects targeting the full diversity of institutions across the jurisdiction, including 2-year, 4-year, and minority-serving institutions; and,
    • Support for activities that promise extraordinary outcomes including revolutionizing disciplines, creating new fields, or disrupting accepted theories and perspectives.

     

    All proposed activities should be related to, and integrated with, the proposed research themes. EPSCoR support of a proposed research improvement activity should not duplicate other available federal, jurisdictional, or institutional resources and should add significant value to increase scientific competitiveness at the national or regional level.

    Contacts

    Kelvin Chu, Program Director

    Kelvin Chu, Program Director
    National Science Foundation
    4201 Wilson Blvd
    Room 940 S
    Arlington, VA 22230
    (703) 292-7860
    (703) 292-9047
     

  • Eligibility Details

    Only jurisdictions that meet the EPSCoR eligibility criteria may submit proposals to the Research Infrastructure Improvement Program Track-1 (RII Track-1) competition. In addition, only eligible EPSCoR jurisdictions with current RII Track-1 awards that expire before October 1, 2016 and those without current RII Track-1 awards may compete in the FY 2016 RII Track-1 competition. The jurisdiction's EPSCoR steering committee must designate a fiscal agent/proposing organization as the responsible recipient for the RII Track-1 award. This must be the employing organization of the Project Director. The jurisdiction must have in place a Science and Technology (S&T) Plan in order to submit an RII Track-1 proposal.

    The Project Director and Principal Investigators of proposed EPSCoR projects must be affiliated with research universities, agencies, or organizations within the participant jurisdiction. In addition, the Project Director must be the lead Principal Investigator and be employed by the fiscal agent/proposing organization.

    Deadline Details

    Letters of Intent are required and must be electronically submitted via FastLane by 5:00 PM local time of proposer on July 7, 2015. 

    Full Proposals must be electronically submitted via FastLane or Grants.gov by 5:00 PM local time of proposer on August 4, 2015.

    Award Details

    Approximately $28,000,000 is anticipated to be available in total funding for FY16. 7 awards are expected to be made. Awards may not exceed $4,000,000 per year. Awards can last up to 5 years. Eligible jurisdictions with active awards will be allowed to have a maximum overlap period of six months for two active RII Track-1 awards (i.e., the start date of a new award may not occur earlier than six months before the end date of a previous award). In cases where no-cost extensions are employed, the maximum overlap for two awards still cannot exceed six months. Cost sharing/matching of 20% is required.

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